Title: Head of Bank Regulatory Compliance
Location: Downtown New York
Our client, an international investment bank, is looking for a Head of Bank Regulatory Compliance to support the Wholesale Banking business units. The Head of Banking Regulatory Compliance will manage a team of 5 that provides regulatory compliance support to the different business lines that transact bank business.
This candidate will lead, manage, liaise, and coordinate the bank regulatory compliance program for the firm. This candidate will be responsible for developing and implementing compliance policies and procedures, monitoring for compliance with internal policies and industry regulations, preparing and coordinating regulatory examinations, developing metrics and reporting systems, managing the business products compliance review process, and providing compliance training to staff.
This role requires a candidate with thorough understanding of banking regulations, as well as risk management, automated systems, internal control, and operational procedures. This candidate must be able to keep abreast of regulatory developments and assess the impact on the bank. There will be significant interaction with Operations and Business divisions to provide training for new procedures and ensuring that new regulations are properly executed and enforced.
This candidate must have at least 8 years of experience with wholesale banking regulatory compliance; experience at a Federal Regulator is preferred. Bachelor’s Degree is required, and JD is preferred.
MUST HAVE UNRESTRICTED ELIGIBILITY TO WORK IN THE UNITED STATES.
For more information, please contact:
Karen Lieu
212-704-9900
karen.lieu@robertwalters.com