Compliance

Our client is a top-performing, established and successful quant hedge fund with over $7 billion in assets under management. Due to an expansion in the business, a unique opportunity exists for an Inv...

Our client is a top-performing, established and successful quant hedge fund with over $7 billion in assets under management. Due to an expansion in the business, a unique opportunity exists for an Equ...

Our client's Financial Crime Compliance & Risk Management group implements a compliance framework to meet the requirements of anti-money laundering, anti-corruption and economic sanctions law...

Our client is looking to add a Transaction Monitoring Compliance Officer to their growing team in Miami.

Our client is looking to add a KYC Compliance Officer to their growing team in Miami.

Our client, a company engaged in commodities dealing and trading, is seeking a Head of Compliance, Americas, to support 3 business lines: precious metals, base metals, and energy.

Our client, a boutique broker-dealer, is seeking a Compliance Associate to join their Manhattan offices.

Our client, a domestic exchange, is seeking an experienced, knowledgeable professional to join as Chief Compliance Officer and oversee compliance with self-regulatory and other obligations.  The CCO w...

Our client, a leading global investment bank, is looking to add a Municipal Securities Compliance Officer to their team in New York to provide advisory support to the Municipal Securities Division. T...

Our client, an investment management firm, is looking for a Compliance Associate to provide support to the business through the development, review and production of processes, standards, policies, an...