Compliance Jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

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Jr Compliance Counsel

Salary: $110,000 - $130,000 per year

Location: San Francisco

Date Posted: June 14, 2019

Provide compliance monitoring support to the CCO/GC as part of the Legal & Compliance team. Working closely with the CCO/GC providing advice and guidance to the business in order to satisfy all external regulatory obligations and client contractual requirements. A solid understanding of the regulatory environment governing Investment Management and Private Equity is preferred as is prior work experience gained directly in the financial services industry.
Compliance Associate

Salary: $90,000 - $110,000 per year

Location: Palo Alto

Date Posted: June 14, 2019

$2b Investment management firm seeking first additional hire to compliance/legal team. This role will report directly into the CCO/GC and will sit in the Palo Alto, CA office.
Marketing Review Compliance Officer

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: June 5, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.
VP, AML Capital Markets Compliance

Salary: $150,000 - $200,000 per year

Location: New York

Date Posted: June 5, 2019

A prominent capital markets broker/dealer is looking for a VP level compliance officer to assist in managing the capital markets anti-money laundering compliance program. Generalist AML experience is preferred and prior experience supporting a capital markets group is required.
VP of Swaps & Rates, Advisory Compliance

Salary: Negotiable

Location: Charlotte

Date Posted: May 24, 2019

A leading US Bulge Bracket Bank is in search of a Senior Rates/Swap Dealer Compliance professional to provide Regualtroy and Compliance support with a focus on CFTC rules and regs.