Compliance Jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

AML Risk Assesments Manager

Salary: $90,000 - $110,000 per year

Location: Chicago

Date Posted: November 11, 2019

After a positive meeting with this client last week we've partnered with them to find a Financial Crimes Team Lead to manage a small team of financial crimes compliance professionals, focusing on risk assessments.
Head of Sanctions

Salary: $170,000 - $190,000 per year

Location: Chicago

Date Posted: November 11, 2019

Having met with this rapidly growing financial services business I'm happy to partner with them on a Head of Sanctions opportunity for their compliance team.
Senior Compliance Officer

Salary: $200,000 - $300,000 per year

Location: New York

Date Posted: November 8, 2019

A renowned hedge fund is looking to recuirt a number 2 position to work alongside the Chief Compliance Officer in managing the compliance program. Candidates with fixed income experience are strongly preferred.
Derivative Advsory Compliance Officer

Salary: $140,000 - $160,000 per year

Location: New York

Date Posted: November 8, 2019

A swap dealer compliance officer position opportunity has become available at a renowned international investment bank.
Legal & Compliance Analyst

Salary: $80,000 - $90,000 per year

Location: New York

Date Posted: November 8, 2019

An investment management firm is looking to add a new compliance analyst to their team. Legal assistants or paralegal backgrounds from a reputable law firm will be strongly considered for this role as well.
Senior Manager - Licensing and Registrations

Salary: $100,000 - $130,000 per year

Location: Jacksonville

Date Posted: November 8, 2019

Compliance Operations team seeking a manager to provide subject matter expertise onpersonal compliance matters, legal entity and individual licensing, regulatory interactions and management of regulatory relationships, and regulatory change. Compliance Operations is a team within Central Compliance that is responsible for oversight and administration of licensing requirements for our regulated entities and personal compliance policies.
VP - Private Credit Advisory Compliance

Salary: $120,000 - $150,000 per year

Location: Santa Monica

Date Posted: November 8, 2019

Leading Asset Management firm seeking Private Credit Advisory Compliance Vice President for their Santa Monica office. Supporting the Credit business, including Private credit team, you will serve as a primary point of contact for regulatory compliance inquiries, questions and other compliance matters related to strategic initiatives.
Head of AML

Salary: Negotiable

Location: New York

Date Posted: November 7, 2019

International Broker Dealer headquartered in NYC, with offices all over the US seeks a Head of AML (confidential search).
Deputy Chief Compliance Officer / Associate General Counsel

Salary: $200,000 - $350,000 per year

Location: Stamford

Date Posted: November 1, 2019

A renowned hedge fund is looking to recuirt a number 2 position to work alongside the Chief Compliance Officer & General Counsel in managing the compliance program. This position is located in Connecticut and requires a Juris Doctor.
Compliance Officer

Salary: $80,000 - $100,000 per year

Location: Miami

Date Posted: October 28, 2019

We're working with a growing Investment Management firm based in Downtown Miami who are looking for a Compliance Officer to join their team.