Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: January 19, 2017

A compliance position has become available at a well known investment manager here in New York City. This compliance position will be covering investment and portfolio compliance.
Chief Compliance Officer - Investment Adviser

Salary: $180000 - $200000 per year

Location: New York

Date Posted: January 19, 2017

This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer position of an investment adviser here in New York City. This investment adviser has an emphasis on real estate, fixed income and private equity investments. This role would greatly appreciate someone coming from an alternative investments compliance background.
VP, Swap Dealer Policies & Procedures

Salary: $130000 - $180000 per year

Location: New York

Date Posted: January 19, 2017

An opportunity based in New York to work on regulatory transitions and policy work within the swap dealer compliance team at an international investment bank has just come up.
Asset Management Compliance Testing Associate

Salary: $90000 - $100000 per year

Location: New York

Date Posted: January 17, 2017

An Asset Management Compliance Testing Associate position has opened up at a very well known asset management firm here in New York City. This position would be directly reporting to the Head of Asset Management Compliance Testing.
Mutual Fund Compliance Officer

Salary: $100000 - $130000 per year

Location: Rye Brook

Date Posted: January 17, 2017

A Mutual Fund Compliance Officer position with a renowned investment manager has become available in the organization's Westchester County, NY office. This firm is a very reputable investment manager that has a worldwide presence within the industry.
Mutual Fund Compliance Officer

Salary: $100000 - $130000 per year

Location: Rye Brook

Date Posted: January 6, 2017

A position with a renowned investment manager has become available in the organization's Westchester County, NY office. This firm is a very reputable investment manager that has a worldwide presence within the industry.
Chief Compliance Officer - Investment Adviser

Salary: $180000 - $200000 per year

Location: New York

Date Posted: December 16, 2016

This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer position of an investment adviser here in New York City. This investment adviser has an emphasis on real estate, fixed income and private equity investments. This role would greatly appreciate someone coming from an alternative investments compliance background.
Asset Management Compliance Testing Associate

Salary: $90000 - $100000 per year

Location: New York

Date Posted: December 16, 2016

A Compliance testing officer position has opened up at a very well known asset management firm here in New York City. This position would be reporting into the Head of Asset Management Compliance Testing.
Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: December 16, 2016

A compliance position has become available at a well known investment manager here in New York City. This compliance position will be covering investment and portfolio compliance.
Director, Volcker Regulatory Compliance

Salary: $200000 - $250000 per year

Location: New York

Date Posted: December 16, 2016

A well known international investment bank is looking for a senior level compliance officer who has a strong understanding of Volcker compliance. This position will play integral piece in the bank compliance program.