Compliance Jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

VP Internal Audit - Financial Crimes

Salary: Negotiable

Location: Wilmington

Date Posted: February 14, 2018

A leading consumer, corporate, and investment bank is seeking a VP of Financial Crimes Internal Audit to define the appropriate coverage strategy and autit plan for the firm, specifically Financial Crime and Fraud.
VP AML Assurance - Financial Crimes

Salary: Negotiable

Location: Manhattan

Date Posted: February 14, 2018

Leading Investment Bank is seeking an Anti-Money Laundering (AML) Assurance Professional. The position will sit within the Financial Crimes function.
FX Compliance - VP / Director

Salary: $160000 - $220000 per year

Location: New York

Date Posted: January 31, 2018

Large US Bank with global operations requires a Compliance Officer to cover the FX business. Fantastic opportunity to build a framework, imporve culture and make your mark on a global compliance program.
Compliance VP – Investment Advisory & PE

Salary: Negotiable

Location: San Francisco

Date Posted: February 16, 2018

Industry leading Investment Advisory & Private Equity firm requires a VP level Compliance Officer to work as part of the high performance compliance function.
CFTC Compliance Officer

Salary: $100000 - $150000 per year

Location: White Plains

Date Posted: February 14, 2018

A well known financial services firm is hoping to recruit a compliance officer who is proficient in CFTC regulatations, particualry in FX and futures. Candidates from the National Futures Association would be highly considered in this role.
Portfolio Compliance Officer

Salary: $80000 - $100000 per year

Location: Stamford

Date Posted: February 6, 2018

An asset management fimr in Stamford, CT is looking to recruit a compliance associate to join their investment guideline compliance team.
CFTC Compliance Officer

Salary: $100000 - $150000 per year

Location: White Plains

Date Posted: February 6, 2018

A well known financial services firm is hoping to recruit a compliance officer who is proficient in CFTC regulatations, particualry in FX and futures. Candidates from the National Futures Association would be highly considered in this role.
VP, Control Room Compliance

Salary: $120000 - $150000 per year

Location: New York

Date Posted: February 6, 2018

A well known investment bank is looking to expand their control room compliance team. This position will be working alongside the head of the control room and assist in managing in the control room compliance program.
VP, Derivatives Advisory Compliance Officer

Salary: $135000 - $170000 per year

Location: New York

Date Posted: February 6, 2018

Provides compliance support, advice, and guidance to the businesses with a focus on securities-based swap dealer related compliance. General areas of coverage include issue identification and counseling, addressing or responding to regulatory matters, monitoring and surveillance of business activities, providing of advisory services, training and education, and drafting and revising policies and procedures.
Fixed Income Advisory Compliance - Credit Products

Salary: $150000 - $180000 per year

Location: New York

Date Posted: February 6, 2018

A well known investment bank is looking to add a fixed income advisory compliace officer that will specialize in credit products to their compliance team.