Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

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Electronic Trading Compliance Officer

Salary: $120000 - $180000 per year + BONUS

Location: New York

Date Posted: June 22, 2017

Market leading international Investment Bank requires a Compliance Officer to cover the Electronic Trading business
Marketing Compliance Officer - Asset Management - $120k

Salary: $100000 - $120000 per year + Bonus

Location: New York

Date Posted: June 8, 2017

Top tier Global Asset Management firm requires a compliance officer to cover Marketing Compliance in a growing team.
Electronic Trading Compliance Officer

Salary: $120000 - $180000 per year + BONUS

Location: New York

Date Posted: June 8, 2017

Market leading international Investment Bank requires a Compliance Officer to cover the Electronic Trading business
AML Analytics & Strategy VP – Corporate Banking

Salary: $140000 - $180000 per year

Location: New York

Date Posted: June 8, 2017

Leading Investment Bank is seeking an experienced AML Consultant from a top tier consultancy firm to join the AML Analysis & Strategy team.
Marketing Compliance Officer - Asset Management - $120k

Salary: $100000 - $120000 per year + Bonus

Location: New York

Date Posted: May 23, 2017

Top tier Global Asset Management firm requires a compliance officer to cover Marketing Compliance in a growing team.
Head of Legal & Compliance Lending Officer

Salary: $180000 - $200000 per year

Location: New York

Date Posted: July 18, 2017

A premier financial technology firm is looking for an individual to join their Legal & Compliance team. This opportuntiy will require an exceptional candidiate with a strong background in lending regulations. a Juris Doctor is required for this role and compliance experience would be highly appreciated.
Chief Compliance Officer - Wealth Management

Salary: $200000 - $400000 per year

Location: New York

Date Posted: July 10, 2017

Top tier Wealth Management firm requires a Chief Compliance Officer to run the compliance program and head up a large team.
Marketing Compliance Officer - Insurance

Salary: $80000 - $110000 per year

Location: New York

Date Posted: July 7, 2017

A well known financial services firm is looking to add a marketing compliance officer with a strong insurnace background to their compliance team.
Corporate Banking Testing Compliance Officer

Salary: Negotiable

Location: New York

Date Posted: July 7, 2017

An international investment bank is looking to add a compliance officer to their corporate bank testing team. This particular group deals with testing, assurance and risk assessments pertaining to the private bank, commercial bank and retail bank.
AVP, Swap Dealer Compliance Testing

Salary: $100000 - $120000 per year

Location: New York

Date Posted: July 7, 2017

A well known investment bank is looking for an AVP level candidate to join their monitoring and testing team. This particular compliance officer will be specializing in swap dealer compliance testing.