Compliance Jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

Compliance Assistant

Salary: $70000 - $85000 per year + Benefits

Location: New York

Date Posted: October 22, 2018

Financial Planner on Wall Street is seeking a compliance assistant. Great role with competetive salary + benefits.
Compliance Officer

Salary: Negotiable

Location: San Francisco

Date Posted: October 22, 2018

The role will involve providing compliance monitoring support to the CCO/GC in as part of the Legal & Compliance team. Working closely with the CCO/GC providing advice and guidance to the business in order to satisfy all external regulatory obligations and client contractual requirements. A solid understanding of the regulatory environment governing Investment Management and Private Equity is preferred as is prior work experience gained directly in the financial services industry.
Fixed Income Officer

Salary: $140000 - $180000 per year

Location: Manhattan

Date Posted: October 22, 2018

Fixed Income Adviser Opportunity for a NYC Broker Dealer. The Firm is seeking a Compliance Officer to provide real-time advice and support to front office personnel in a fast paced, high-pressure environment. The Compliance Officer will be responsible for covering the various fixed income businesses.
Operational Due Diligence Vice President

Salary: Negotiable

Location: New York

Date Posted: October 18, 2018

A top tier alternative asset manager seeks a mid-senior Operational Due Diligence professional to join their team performing reviews of HF/RE/FoF/PE managers.
Financial Crimes Compliance - Internal Audit

Salary: Negotiable

Location: New York

Date Posted: October 18, 2018

A prestigeous bulge bracket bank is looking to fill 3 associate roles within the internal audit team for financial crimes.
Operational Due Diligence Anaylst

Salary: Negotiable

Location: Manhattan

Date Posted: October 18, 2018

A leading alternative asset manager is seeking a highly-motivated, professional to support the Operational Due Diligence team to perform reviews on new and existing hedge fund investments.
IT Compliance Officer

Salary: $120000 - $150000 per year

Location: New York

Date Posted: October 18, 2018

A well known financial technology firm is looking to add on a compliance officer to assist with their cybersecurity, compliance and information technology program. This role will work alongside compliance and the information technology group in building out a risk management, testing, privacy and IT regulatory program.
Compliance Officer - Global Hedge Fund

Salary: Negotiable

Location: New York

Date Posted: October 12, 2018

An expanding long/short Hedge Fund is in search of a compliance officer to report directly into the COO/CCO. This candidate would spearhead the compliance vertical and is a high growth opportunity.
AML Prime Brokerage Compliance Officer

Salary: Negotiable

Location: New York

Date Posted: October 11, 2018

A well known capital markets firm is hoping to recruit an AML compliance officer who has prior experience in prime brokerage. Only candidates with prime brokerage experience will be considered for this role.
Compliance Officer

Salary: Negotiable

Location: San Francisco

Date Posted: October 8, 2018

The role will involve providing compliance monitoring support to the CCO/GC in as part of the Legal & Compliance team. Working closely with the CCO/GC providing advice and guidance to the business in order to satisfy all external regulatory obligations and client contractual requirements. A solid understanding of the regulatory environment governing Investment Management and Private Equity is preferred as is prior work experience gained directly in the financial services industry.