Covered Funds Volcker Compliance Officer
Salary $130000 - $150000 per year
Location New York
Consultant Lucky Nguyen
Date posted May 16, 2017
This compliance opportunity will sit within the Volcker compliance team dealing with covered funds and monitoring its activities.
About this Covered Funds Volcker Compliance role:
This compliance opportunity would sit in the Volcker compliance team where you will monitor trading activity in one of the largest and robust businesses in New York.
- Test adherence to the requirements to provide prospective and actual investors with disclosures under the asset management and ABS issuer exemptions
- Develop reports that capture securities and derivatives activities traded under the SOTUS exemption
- Reconcile covered fund database with front-office holdings to test for completeness
- Monitor the amount and timing of seed capital investments for compliance with the investment limitations and capital deductions
The ideal candidates will have strong experience coming from an investment bank in a monitoring and testing capacity. Experience with Volcker is required and exposure to covered funds is preferred.
This organization is looking to add headcount to their compliance program and has a strong reputation within the compliance industry.
If you are a motivated and articulate candidate, this is a great opportunity for you.
Please apply or feel free to call me, Lucky Nguyen, on 212-704-9900