Marketing Compliance Officer - Insurance
Salary $80000 - $110000 per year
Location New York
Consultant Lucky Nguyen
Date posted July 7, 2017
A well known financial services firm is looking to add a marketing compliance officer with a strong insurnace background to their compliance team.
About the Marketing Compliance Officer - role:
This position would be supporting the marketing compliance team and would specialize on a suite of products involving insurance agencies.
- Conduct complete and timely compliance reviews of marketing materials (advertising and sales literature) for the salesforce in order to ensure compliance with applicable FINRA (specifically rule 2210)/SEC Rules, NAIC Advertising Guidelines, as well as Company policies and procedures.
- Review illustration prototypes in collaboration with Office of the General Counsel.
- Respond to all inquiries regarding advertising concerns.
- Provide guidance to authors of advertising and sales material about applicable policies and procedures and the regulatory environment
The ideal candidate will be coming from an insurance firm and would have a strong understanding of marketing compliance. A series 7 and 24 is highly preferred for this position.
This organization is a well known financial services firm that has a strong brand and presence within the industry.
If you are a motivated compliance officer that is looking for a growth opportunity, this role is for you.
Apply today or call me, Lucky Nguyen, on 212-704-9900