Compliance Associate - Global Hedge Fund
Location New York
Consultant Christian Lewis
Date posted July 13, 20187 Times Square New York NY 10036 Robert Walters United States of America
A leading hedge fund seeks a Compliance Anaylst to join it's Manhattan office.
This individual will assist the firm’s Chief Compliance Officer and General Counsel with a variety of substantive and administrative compliance matters, including surveillance, testing and assisting with the annual review. Role may also include a dotted line to the UK with generalist elements of finance and HR.
Candidate should be a team player, pro-active and must be able to navigate pressure filled situations with integrity, patience and perseverance.
BA required along with excellent academic credentials, top Universities preferred.
Ideally at least 2-4 years prior experience within a compliance department in an asset manager.
Candidate must possess strong organizational and communication skills in addition to a strong interest in securities law compliance. Familiarity with the Advisers Act, Regulation M Rule 105, Schedules 13D and 13G and Forms 13F and 13H, Rule 206(4)-7, MNPI issues, etc. all pluses.