Compliance Officer - Global Hedge Fund
Consultant Christian Lewis
Date posted December 9, 20187 Times Square New York NY 10036 Robert Walters United States of America
An expanding long/short Hedge Fund is in search of a compliance officer to report directly into the COO/CCO. This candidate would spearhead the compliance vertical and is a high growth opportunity.
Spearhead the Compliance Program for the firm
Design and implement Policies and Procedures keeping the firm up to date with Regulatory developments
Monitor and Test the MNPI framework.
Review and approval marketing materials
All regulatory reporting including Form ADV filings and CIMA registration
Lead mock aduit and annual review
Manage the Cybersecruity and Disaster recovery plan
5 - 7 years of compliance experience within investment advisory alternatrives: Hedge Fund experience strongly preffered
Risk based critical thinking skills and strong written and oral communication skills among different business audiences; client service oriented.
Undergraduate degree, advanced degree preferred