VP, AML Capital Markets Compliance
Salary $150,000 - $190,000 per year
Consultant Lucky Nguyen
JobRef 111862/0012019-04-18 2019-06-15 financial-services permanent US New York City New York 10036 USD 150000 190000 190000 YEAR Robert Walters https://www.robertwalters-usa.com https://www.robertwalters-usa.com/content/dam/robert-walters/global/images/logos/web-logos/logo.gif
A prominent capital markets broker/dealer is looking for a VP level compliance officer to assist in managing the capital markets anti-money laundering compliance program. Generalist AML experience is preferred and prior experience supporting a capital markets group is required.
- Provide AML advisory to the capital markets business, investment banking and institutional sales.
- Review and assist in developing AML policies and procedures
- Perform risk assessments in relation to the AML, FCPA and sanctions program
- Conduct and evaluate due diligence reports
- Track and analuze new regulations, guidance and enforcement actions
- Develop risk based compliance management models and controls
- 6-8 years of AML compliance experience dealing with capital markets
- CAMS a plus