Junior Compliance Analyst
Salary $50,000 - $65,000 per year
Location Chicago, IL, USA
Consultant Thomas Byrne
JobRef 122142/0012019-09-03 2019-11-02 financial-services permanent US Chicago Illinois USD 50000 65000 65000 YEAR Robert Walters https://www.robertwalters-usa.com https://www.robertwalters-usa.com/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
We're working with a growing Broker Dealer who are looking for a number of Junior Compliance Analysts to join their team.
What you'll be doing:
Preparing regulatory filings
Collaborating with compliance staff to support the firm’s business units, designing and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies.
- Working on a range of Enhanced Due Diligence Projects, AML and KYC
You’ll also work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations.
What they're looking for:
- Candidates with 0-2 years of experience within the compliance or legal field.
- A bachelor’s degree or higher is required, along with excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy.
- Prior experience working within the financial services sector is beneficial but is not required.
For more information get in touch with Thomas Byrne at Robert Walters on 212 704 9900