COOKIES ON OUR WEBSITE
We use cookies to ensure that we give you the best experience on our website. If you continue without changing your settings, we'll assume that you are happy to receive all cookies on the Robert Walters website. However, if you would like to, you can change your cookie settings at any time. To find out more, please view our privacy policy.

  • Jobs
    • Accountancy & Finance
    • Banking & Financial Services
    • Legal & Compliance
    • Product, Data & Design
    • Marketing, Business Development & Sales
    • Software Engineering
    • Human Resources
  • Career Advice
  • Hiring
  • About Us
    • Robert Walters New York
    • Robert Walters California
  • Contact Us
My Account
  • Sign up
  • Sign in
Follow us:
  • LinkedIn
  • Facebook
  • Twitter
  • YouTube

JOB DETAILS

  1. Homepage
  2. Jobs
Select Geolocation Variant

Portfolio Compliance Analyst

Salary $70,000 - $90,000 per year

Location Chicago, IL, USA

Consultant Thomas Byrne

JobRef 126132/001

2019-11-18 2020-01-17 financial-services permanent US Chicago Illinois USD 70000 90000 90000 YEAR Robert Walters https://www.robertwalters-usa.com https://www.robertwalters-usa.com/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png

We're working with an Investment Management Client based in Chicago who are looking for a Portfolio Compliance Anlayst to join their growing team.

What you'll be doing:

  • Working on the analysis and approval of Charles River coding input.
  • Review and investigate compliance exceptions in Charles River. Determine best practice for reducing 'false positive' output and create efficiency and scale in the batch review process.
  • Liaise with key project stakeholders across teams to find innovative solutions to challenges
  • Learn and provide coverage for the company's existing Risk and Trade Compliance responsibilities including guideline monitoring in Bloomberg AIM, coding for new client accounts, and production of client reporting.

What they're looking for:

  • A bachelor's degree level education within a relevant field
  • 2-3 years minimum experience monitoring or coding compliance rules in Charles River
  • Experience with a prior implementation of Charles River is desirable, but not required
  • Knowledge of fixed income and equity investments, derivatives a plus
  • Strong knowledge with Microsoft Excel
  • Excellent verbal and written communication skills

For more information get in touch with Thomas Byrne at Robert Walters on 212 704 9900 or thomas.byrne@robertwalters.com

Get in touch

Thomas Byrne

thomas.byrne@robertwalters.com

Apply 1332452 1332452
  • Share
  • Twitter
  • LinkedIn
  • Facebook
  • Email

Sitemap

  • Home
  • About Us
  • Hiring
  • News
  • Contact Us
Twitter logo
LinkedIn logo
Facebook logo
YouTube logo

Key content

  • Investors
  • Feedback
  • Legal Disclaimer
  • Privacy Policy
  • Accessibility
  • Careers

Local offices

  • California
  • New York

Countries we operate in

  • Africa
  • Australia
  • Belgium
  • Brazil
  • Canada
  • Chile
  • China
  • France
  • Germany
  • Hong Kong
  • Indonesia
  • Ireland
  • Japan
  • Korea
  • Luxembourg
  • Malaysia
  • Mexico
  • Middle East
  • New Zealand
  • Philippines
  • Portugal
  • Singapore
  • South Africa
  • Spain
  • Switzerland
  • Taiwan
  • Thailand
  • The Netherlands
  • United Kingdom
  • United States
  • Vietnam