Senior Regulatory Reporting Controller
Consultant Abigal Harris
Date posted September 23, 20187 Times Square New York NY 10036 Robert Walters United States of America
Global Bank - VP Regulatory Reporting Controller - North Carolina
A Global Bank based in North Carolina are currently looking to recruit a VP Controller - Regulatory Reporting within their team, where you will be responsible for reviewing legal entity P&L, balance sheet, liquidity, capital and FX reports filed with the local regulators and variance analysis. You will review regulatory calculations and control processes for regulated entities as well as reviewing and approving data submissions for regulatory reporting teams.
Preparation, review and signing off on Daily and monthly 15c3-1 Capital computation.
Responsible for the maintenance of 15c3-1 capital procedures, control documentation, and spreadsheet compliance.
Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation.
Interacting and providing support to FINRA, SEC, Internal, and public auditors
Review and preparation of month end 15c3-1 schedules for FOCUS Reporting
Supervising GFCI (Offshore) team for tasks related to 15c3-1 capital
Help provide guidance and training for team members
Help build NC location 15c3-1 capital team
Bachelor’s degree (or higher) (finance or accounting strongly preferred)
8-10 years of professional experience in accounting/finance
Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines
Strong problem solving skills and analytical abilities
Strong communication and presentation skills
Ability to work well both independently and as part of a team
Strong attention to details
Advanced experience/skills with Excel and complex spreadsheets
Previous experience in the financial services industry
Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-1 and 15c3-3
CPA or equivalent a plus
If this is a position you are interested in, then please do send through an updated resume to firstname.lastname@example.org. Alternatively, you can reach me by phone on 212 704 9900 for a confidential conversation.