Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Portfolio Compliance Associate

Salary: $80,000 - $100,000 per year

Location: New York

Date Posted: September 18, 2019

An asset management firm is looking to add a compliance officer to their investment compliace team.
Chief Compliance Officer & Assistant General Counsel

Salary: $280,000 - $300,000 per year

Location: Manhattan

Date Posted: September 17, 2019

14b Investment Manager seeking Chief Compliance Officer & Assistant General Counsel to sit in their NYC office.
Chief Compliance Officer & Assistant General Counsel

Salary: $200,000 - $300,000 per year

Location: Delaware

Date Posted: September 17, 2019

14b Investment Manager seeking Chief Compliance Officer & Assistant General Counsel to sit in Delware office.
Compliance Manager

Salary: Negotiable

Location: Chicago

Date Posted: September 16, 2019

We're working with a growing Private Equity firm based in Chicago who are looking to add a talented compliance manager to their team. Working closely with the senior compliance management team you will be leading a small team and supporting their lead Compliance Officer on strategy planning and the long term compliance plans of the company.
Marketing Compliance Officer

Salary: $90,000 - $100,000 per year

Location: Boston

Date Posted: September 16, 2019

We're working with a growing financial firm based in Boston who are looking for a hands-on compliance specialist to join their team. This will be an autonomous position, working closely with their compliance functions across their other US offices.
Compliance Assistant

Salary: $70,000 - $100,000 per year

Location: San Francisco

Date Posted: September 13, 2019

$30b Global Asset Management Firm, seeking Compliance Assistant to join the compliance/legal team. The Compliance Assistant will report into the CCO.
Head of AML

Salary: Negotiable

Location: New York

Date Posted: September 13, 2019

International Broker Dealer headquartered in NYC, with offices all over the US seeks a Head of AML (confidential search).
Compliance Assistant

Salary: $50,000 - $65,000 per year

Location: Chicago

Date Posted: September 12, 2019

We've partnered with a growing private equity organization who are looking for an enthusiastic compliance assistant to join their team in Chicago.
Senior Product Counsel - Media & Technology

Salary: Negotiable

Location: Los Angeles Metro Area

Date Posted: September 11, 2019

An in-house Product Counsel position specializing consumer-facing digital applications has become available at a global technology company specializing in social media/video content for mobile applications based in LA. The company has recently been recruiting executives from other world-leading tech giants as they grow out their US presence following billion dollar Wall Street funding. The company is still looking to increase their team with this position.
VP Marketing Compliance

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: September 11, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.