Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Senior Product Counsel - Media & Technology

Salary: Negotiable

Location: Los Angeles Metro Area

Date Posted: November 21, 2019

An in-house Product Counsel position specializing consumer-facing digital applications has become available at a global technology company specializing in social media/video content for mobile applications based in LA. The company has recently been recruiting executives from other world-leading tech giants as they grow out their US presence following billion dollar Wall Street funding. The company is still looking to increase their team with this position.
VP Trade Regulatory Reporting Compliance

Salary: $125,000 - $150,000 per year

Location: New York

Date Posted: November 20, 2019

This is an exciting opportunity to work for a leading Investment Bank here in the US. You, VP Regulatory Reporting, should be able to demonstrate extensive US securities regulatory reporting expertise (order, transaction & position reporting) , prior delivery of complex regulatory programs and managerial excellence.
Chief Compliance Officer

Salary: $180,000 - $200,000 per year

Location: San Francisco

Date Posted: November 20, 2019

A renowned Cryptocurrency Exchange is looking to hire an experience compliance officer to work on day-to-day compliance initiatives.
Charles River Analyst

Salary: $70,000 - $80,000 per year

Location: Chicago

Date Posted: November 20, 2019

We're working with an Investment Management Client based in Chicago who are looking for a Portfolio Compliance Anlayst to join their growing team.
Portfolio Compliance Analyst

Salary: $70,000 - $90,000 per year

Location: Chicago

Date Posted: November 18, 2019

We're working with an Investment Management Client based in Chicago who are looking for a Portfolio Compliance Anlayst to join their growing team.
Marketing Review Compliance Associate

Salary: $85,000 - $95,000 per year

Location: New York

Date Posted: November 15, 2019

In this position, the Insurance Advertising Review Compliance Officer will complete timely compliance reviews of advertising and sales literature materials for the sales force in order to ensure compliance with applicable FINRA/SEC Rules, NAIC Guidelines, as well as Company policies and procedures.
Senior Compliance Officer - Investment Management

Salary: $120,000 - $150,000 per year

Location: Chicago

Date Posted: November 15, 2019

We're working with a growing Private Equity firm based in Chicago who are looking to add a talented compliance manager to their team. Working closely with the senior compliance management team you will be leading a small team and supporting their lead Compliance Officer on strategy planning and the long term compliance plans of the company.
AML Risk Assesments Manager

Salary: $90,000 - $110,000 per year

Location: Chicago

Date Posted: November 11, 2019

After a positive meeting with this client last week we've partnered with them to find a Financial Crimes Team Lead to manage a small team of financial crimes compliance professionals, focusing on risk assessments.
Head of Sanctions

Salary: $170,000 - $190,000 per year

Location: Chicago

Date Posted: November 11, 2019

Having met with this rapidly growing financial services business I'm happy to partner with them on a Head of Sanctions opportunity for their compliance team.
Legal & Compliance Analyst

Salary: $80,000 - $90,000 per year

Location: New York

Date Posted: November 8, 2019

An investment management firm is looking to add a new compliance analyst to their team. Legal assistants or paralegal backgrounds from a reputable law firm will be strongly considered for this role as well.