Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Mutual Fund Compliance Officer

Salary: $100000 - $130000 per year

Location: Rye Brook

Date Posted: January 6, 2017

A position with a renowned investment manager has become available in the organization's Westchester County, NY office. This firm is a very reputable investment manager that has a worldwide presence within the industry.
Chief Compliance Officer - Investment Adviser

Salary: $180000 - $200000 per year

Location: New York

Date Posted: December 16, 2016

This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer position of an investment adviser here in New York City. This investment adviser has an emphasis on real estate, fixed income and private equity investments. This role would greatly appreciate someone coming from an alternative investments compliance background.
Global Finance Counsel

Salary: Negotiable

Location: New York

Date Posted: December 14, 2016

We are looking for an experienced attorney to join the Legal Department in the New York Office of a Corporate and Investment Bank, as Global Finance Counsel. This person will support the Global Finance Platform of the Bank.
Immigration Paralegal- 3-5 years Experience

Salary: Negotiable

Location: New York

Date Posted: January 9, 2017

An exciting opportunity for an Immigration Paralegal has become available with an American multinational financial services corporation headquartered in Manhattan. Our client offers a forward thinking, fast paced and collaborative work environment and is a leader in their field.
Asset Management Compliance Testing Associate

Salary: $90000 - $100000 per year

Location: New York

Date Posted: December 16, 2016

A Compliance testing officer position has opened up at a very well known asset management firm here in New York City. This position would be reporting into the Head of Asset Management Compliance Testing.
Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: December 16, 2016

A compliance position has become available at a well known investment manager here in New York City. This compliance position will be covering investment and portfolio compliance.
Director, Volcker Regulatory Compliance

Salary: $200000 - $250000 per year

Location: New York

Date Posted: December 16, 2016

A well known international investment bank is looking for a senior level compliance officer who has a strong understanding of Volcker compliance. This position will play integral piece in the bank compliance program.
Anti-Corruption Compliance Officer

Salary: $85000 - $110000 per year

Location: New York

Date Posted: December 16, 2016

This compliance position will be covering Anti-Bribery and Anti-corruption compliance at one of the most recognizable investments banks within the industry. Candidates will gain tremendous exposure to areas within AB&C such as gifts and entertainment, FCPA, UK Bribery act, etc.