Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Business Development Executive

Salary: $70000 - $85000 per year

Location: New York

Date Posted: February 27, 2017

A leading global law firm is seeking a Business Development Executive to support Business Development Manager for New York and the relevant fee earners in the development and execution of initiatives to help grow the New York practice.
Payments Compliance Director

Salary: $200000 - $300000 per year

Location: New York

Date Posted: February 22, 2017

A well known financial technology firm is looking to add a Compliance Director within their payments division. This senior level role can sit in San Francisco or New York City.
Asset Management FI Credit Compliance Officer

Salary: $90000 - $150000 per year

Location: Greenwich

Date Posted: February 14, 2017

An investment management firm that specializes in fixed income credit products is looking add an additional compliance officer to their team. This fund is located in Greenwich, CT.
Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: January 19, 2017

A compliance position has become available at a well known investment manager here in New York City. This compliance position will be covering investment and portfolio compliance.
Chief Compliance Officer - Investment Adviser

Salary: $180000 - $200000 per year

Location: New York

Date Posted: January 19, 2017

This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer position of an investment adviser here in New York City. This investment adviser has an emphasis on real estate, fixed income and private equity investments. This role would greatly appreciate someone coming from an alternative investments compliance background.
VP, Swap Dealer Policies & Procedures

Salary: $130000 - $180000 per year

Location: New York

Date Posted: January 19, 2017

An opportunity based in New York to work on regulatory transitions and policy work within the swap dealer compliance team at an international investment bank has just come up.
Asset Management Compliance Testing Associate

Salary: $90000 - $100000 per year

Location: New York

Date Posted: January 17, 2017

An Asset Management Compliance Testing Associate position has opened up at a very well known asset management firm here in New York City. This position would be directly reporting to the Head of Asset Management Compliance Testing.
Mutual Fund Compliance Officer

Salary: $100000 - $130000 per year

Location: Rye Brook

Date Posted: January 17, 2017

A Mutual Fund Compliance Officer position with a renowned investment manager has become available in the organization's Westchester County, NY office. This firm is a very reputable investment manager that has a worldwide presence within the industry.