Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Senior Client Protection Associate

Salary: Negotiable

Location: New York

Date Posted: December 14, 2018

A Senior Client Protection Associate position has become available at a well- global knowledge broker with regional hubs in Europe, the Americas, Asia and the Middle East. The company brings specialist knowledge distributed across hundreds of millions of professionals worldwide to bear on today’s most important business decisions. The corporation is a global leader in Knowledge Search, and this role has become available at its impressive offices based in Midtown Manhattan. Client Protection is a dynamic and autonomous function designed to help clients use the Company’s services and access knowledge safely. The firm has a wide remit and visibility, operating cross-functionally on a variety of levels within the business and with their clients. Client Protection Associates monitor client requests, develop and implement new policies, anticipate possible roadblocks, train the in-house employees, and ensure that everyone plays by the rules. Reporting to the Global head of Client protection, this role offers outstanding experience and career progression and this is an exciting opportunity for a meticulous team player with a background in operations, law, or risk management looking to transition into a high-growth commercial environment.
Legal Project Manager

Salary: Negotiable

Location: New York

Date Posted: December 14, 2018

The primary objective of this position is to provide high quality legal project management support throughout a matter’s lifecycle to legal teams and also to assist those teams with client-facing project update communications as appropriate.
Legal Project Manager

Salary: Negotiable

Location: New York

Date Posted: December 14, 2018

The primary objective of this position is to provide high quality legal project management support throughout a matter’s lifecycle to legal teams and also to assist those teams with client-facing project update communications as appropriate.
Compliance Assistant/EA

Salary: $70000 - $85000 per year + Benefits

Location: New York

Date Posted: December 12, 2018

Financial Planner on Wall Street is seeking a compliance assistant. Great role with competetive salary + benefits.
Manager - Central Compliance Operations

Salary: $130000 - $150000 per year

Location: New York

Date Posted: December 12, 2018

Compliance Operations team seeking a manager to provide subject matter expertise onpersonal compliance matters, legal entity and individual licensing, regulatory interactions and management of regulatory relationships, and regulatory change. Compliance Operations is a team within Central Compliance that is responsible for oversight and administration of licensing requirements for our regulated entities and personal compliance policies.
Director of Compliance

Salary: Negotiable

Location: San Francisco

Date Posted: December 12, 2018

The Director of Compliance will be the focal point for all internal compliance activities and will work directly with the CCO and CFO in ensuring compliance with federal laws, directives, and regulations. This professional is responsible for managing, reviewing and evaluating all compliance-related issues within the organization. In addition, this role will take on legal document reviews in partnership with our lynchpin investing and operations teams.
General Counsel/Chief COmpliance Officer

Salary: Negotiable

Location: San Francisco

Date Posted: December 12, 2018

Private Equity Firm $1.5b AUM in SF seeking General Counsel/Chief Compliance Officer
Senior Client Protection Associate

Salary: Negotiable

Location: New York

Date Posted: December 5, 2018

A Senior Client Protection Associate position has become available at a well- global knowledge broker with regional hubs in Europe, the Americas, Asia and the Middle East. The company brings specialist knowledge distributed across hundreds of millions of professionals worldwide to bear on today’s most important business decisions. The corporation is a global leader in Knowledge Search, and this role has become available at its impressive offices based in Midtown Manhattan. Client Protection is a dynamic and autonomous function designed to help clients use the Company’s services and access knowledge safely. The firm has a wide remit and visibility, operating cross-functionally on a variety of levels within the business and with their clients. Client Protection Associates monitor client requests, develop and implement new policies, anticipate possible roadblocks, train the in-house employees, and ensure that everyone plays by the rules. Reporting to the Global head of Client protection, this role offers outstanding experience and career progression and this is an exciting opportunity for a meticulous team player with a background in operations, law, or risk management looking to transition into a high-growth commercial environment.
Senior Client Protection Associate

Salary: Negotiable

Location: New York

Date Posted: December 5, 2018

A Senior Client Protection Associate position has become available at a well- global knowledge broker with regional hubs in Europe, the Americas, Asia and the Middle East. The company brings specialist knowledge distributed across hundreds of millions of professionals worldwide to bear on today’s most important business decisions. The corporation is a global leader in Knowledge Search, and this role has become available at its impressive offices based in Midtown Manhattan. Client Protection is a dynamic and autonomous function designed to help clients use the Company’s services and access knowledge safely. The firm has a wide remit and visibility, operating cross-functionally on a variety of levels within the business and with their clients. Client Protection Associates monitor client requests, develop and implement new policies, anticipate possible roadblocks, train the in-house employees, and ensure that everyone plays by the rules. Reporting to the Global head of Client protection, this role offers outstanding experience and career progression and this is an exciting opportunity for a meticulous team player with a background in operations, law, or risk management looking to transition into a high-growth commercial environment.
Client Protection Associate

Salary: Negotiable

Location: New York

Date Posted: December 5, 2018

A Client Protection Associate position has become available at a well- global knowledge broker with regional hubs in Europe, the Americas, Asia and the Middle East. The company brings specialist knowledge distributed across hundreds of millions of professionals worldwide to bear on today’s most important business decisions. The corporation is a global leader in Knowledge Search, and this role has become available at its impressive offices based in Midtown Manhattan. Client Protection is a dynamic and autonomous function designed to help clients use the Company’s services and access knowledge safely. The firm has a wide remit and visibility, operating cross-functionally on a variety of levels within the business and with their clients. Client Protection Associates monitor client requests, develop and implement new policies, anticipate possible roadblocks, train the inhouse employees, and ensure that everyone plays by the rules. Reporting to the Global head of Client protection, this role offers outstanding experience and career progression and this is an exciting opportunity for a meticulous team player with a background in operations, law, or risk management looking to transition into a high-growth commercial environment.