Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

FX Compliance Officer

Salary: $120000 - $180000 per year + BONUS

Location: New York

Date Posted: April 17, 2017

Market leading international Investment Bank requires a Compliance Officer to cover the FX and rates business
IB Compliance - VP

Salary: $150000 - $200000 per year + BONUS

Location: New York

Date Posted: April 4, 2017

Market leading international Investment Bank requires a VP level Compliance officer to cover Investment Banking and M&A activities
FX Compliance Officer

Salary: $120000 - $180000 per year + BONUS

Location: New York

Date Posted: April 4, 2017

Market leading international Investment Bank requires a Compliance Officer to cover the FX and rates business
Compliance Director – Boutique Investment Bank

Salary: Negotiable

Location: New York

Date Posted: March 16, 2017

Market leading boutique Investment Bank requires a senior compliance executive to lead their existing compliance function.
Regulaotry Liason Compliance Officer

Salary: $100000 - $125000 per year

Location: New York

Date Posted: April 28, 2017

This Regulatory Relations Compliance Officer will act as a liaison and central point of contact for regulators and requests outside the examination context. Legal experience as a lawyer or paralegal would be highly appreciated in this role. This position is located in Jersey City, NJ.
Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: April 28, 2017

A well known asset management firm is looking to add a compliance officer to their investment/porfolio compliance team.
Portfolio Compliance Officer

Salary: $100000 - $150000 per year

Location: New York

Date Posted: April 25, 2017

A well known asset management firm is looking to add a compliance officer to their investment/porfolio compliance team.
Futures Advisory Compliance Officer

Salary: $130000 - $165000 per year

Location: New York

Date Posted: April 19, 2017

A prestigious investment bank is looking to add a compliance officer to their FCM compliance advisory team.
Compliance Associate

Salary: $70000 - $100000 per year

Location: New York

Date Posted: April 19, 2017

This Compliance Associate position would be assisting the deputy chief compliance officer on day-to-day compliance responsibilities. This is a junior position that highly prefers candidates with strong code of ethics experience.
Regulaotry Liason Compliance Officer

Salary: $100000 - $125000 per year

Location: New York

Date Posted: April 19, 2017

This Regulatory Relations Compliance Officer will act as a liaison and central point of contact for regulators and requests outside the examination context. Legal experience as a lawyer or paralegal would be highly appreciated in this role. This position is located in Jersey City, NJ.