Legal and compliance jobs

We specialize in recruiting legal professionals from paralegals through to general counsels. Within compliance, our expertise covers regulatory compliance, front office markets compliance, monitoring and testing, electronic trading and core compliance roles. Our teams in New York are dedicated to placing legal and compliance professionals in mid to senior level roles within the top global financial services firms. 

Search Results

Core Compliance Associate

Salary: $110,000 - $140,000 per year

Location: Greenwich

Date Posted: April 18, 2019

Top Hedge Fund seeking core compliance associate to join the compliance department. Ideal candidate will have 3-6 years core compliance expereince, preferably with an investment manager or fund administrator.
Marketing Review Compliance Officer

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: April 18, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.
Compliance Management Consultant

Salary: $60,000 - $95,000 per year

Location: Philadelphia

Date Posted: April 16, 2019

A compliance consultancy firm is looking to add compliance consultants to their growing business. This compliance consultancy works with broker/dealers, investment advisors and other financial services firms in assessing their risk and compliance programs. The ideal candidate can be a current/former regulator, Big 4 consultant/auditor, or someone with prior compliance consulting experience.
VP, AML Capital Markets Compliance

Salary: $150,000 - $190,000 per year

Location: New York

Date Posted: April 16, 2019

A prominent capital markets broker/dealer is looking for a VP level compliance officer to assist in managing the capital markets anti-money laundering compliance program. Generalist AML experience is preferred and prior experience supporting a capital markets group is required.
Fixed Income Markets Compliance Officer

Salary: $120,000 - $140,000 per year

Location: New York

Date Posted: April 16, 2019

A well known capital markets firm is looking to add a fixed income compliance officer to their team. Legal and compliance backgrounds are welcome to apply.
VP Model Risk Managmenet

Salary: $140,000 - $160,000 per year

Location: New York

Date Posted: April 16, 2019

An investmnet bank is looking to recruit a VP level candidate to their model validation team to help analyze qualitative methodologies.
Portfolio Compliance Associate

Salary: $80,000 - $100,000 per year

Location: New York

Date Posted: April 16, 2019

A hedge fund here in NYC is looking to add a compliance analyst to assist with portoflio compliance / investment guidelines
Venture Capital Paralegal

Salary: Negotiable

Location: Palo Alto

Date Posted: April 16, 2019

Corporate Paralegal job with leading VC in Palo Alto.
Regulatory Reporting

Salary: $150,000 - $190,000 per year

Location: Greenwich

Date Posted: April 16, 2019

Top Hedge Fund currently seeking an exceptionally talented individual with two- to five-years’ experience with regulatory reporting, preferably with an investment manager or fund administrator, to join the Compliance Department.
Prime Services Attorney

Salary: Negotiable

Location: New York

Date Posted: April 9, 2019

As the VP, Prime Services and Cleared Derivatives Attorney will be a part of the Prime Legal team in the Americas, providing legal support to businesses involved in Prime Brokerage, Equities and Fixed Income Financing, Futures and Cleared Derivatives. You will be expected to work closely with the Bank's document negotiation personnel and assist with the negotiation of prime brokerage (including committed lending and global netting structures), secured financing, futures and cleared derivatives products. Yu will also be responsible for advising the relevant businesses on regulatory developments and legal issues arising within the coverage area and will assist the businesses in managing legal and reputational risks of the firm’s transactions and activities in the relevant coverage area.