Legal and compliance jobs in New York

Gain access to the widest range of legal and compliance jobs in New York with Robert Walters. Whether you're looking for a job in general counsel, legal counsel, paralegal, in-house attorney, chief compliance officer, compliance officer, regulatory compliance or anti-money laundering, we are experienced in finding professionals their ideal legal and compliance jobs in New York.

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VP Trade Regulatory Reporting Compliance

Salary: $125,000 - $150,000 per year

Location: New York

Date Posted: November 20, 2019

This is an exciting opportunity to work for a leading Investment Bank here in the US. You, VP Regulatory Reporting, should be able to demonstrate extensive US securities regulatory reporting expertise (order, transaction & position reporting) , prior delivery of complex regulatory programs and managerial excellence.
Marketing Review Compliance Associate

Salary: $85,000 - $95,000 per year

Location: New York

Date Posted: November 15, 2019

In this position, the Insurance Advertising Review Compliance Officer will complete timely compliance reviews of advertising and sales literature materials for the sales force in order to ensure compliance with applicable FINRA/SEC Rules, NAIC Guidelines, as well as Company policies and procedures.
Legal & Compliance Analyst

Salary: $80,000 - $90,000 per year

Location: New York

Date Posted: November 8, 2019

An investment management firm is looking to add a new compliance analyst to their team. Legal assistants or paralegal backgrounds from a reputable law firm will be strongly considered for this role as well.
Head of AML

Salary: Negotiable

Location: New York

Date Posted: November 7, 2019

International Broker Dealer headquartered in NYC, with offices all over the US seeks a Head of AML (confidential search).
Japanese speaking Attorney - Top tier Japanese law firm

Salary: Negotiable

Location: New York

Date Posted: November 6, 2019

* Attorney / senior attorney opportunity * Highly decorated and respected Japanese law firm who have just doubled their office presence in NYC * JD and NY bar required * Ideally 2+ years experience * Business proficiency in both English and Japanese languages
Compliance Analyst

Salary: $75,000 - $90,000 per year

Location: New York

Date Posted: October 25, 2019

Large International Bank seeking Analsyt to join their Compliance team covering the Commodities and Global Markets Group ("CGM") in the Americas.
Portfolio Compliance Associate

Salary: $80,000 - $100,000 per year

Location: New York

Date Posted: October 25, 2019

An asset management firm is looking to add a compliance officer to their investment compliace team.
Deputy Chief Compliance Officer

Salary: $200,000 - $300,000 per year

Location: New York

Date Posted: October 25, 2019

A renowned hedge fund is looking to recuirt a number 2 position to work alongside the Chief Compliance Officer in managing the compliance program.
VP Marketing Compliance

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: October 25, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.
Privacy & Information Security Compliance Officer

Salary: $150,000 - $180,000 per year

Location: New York

Date Posted: October 4, 2019

We're working with a large financial institution who are looking for a Data Privacy & Information Security Compliance Specialist to join their team. They can offer up to $180,000 for the right person in this position.