Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

Compliance Officer - Global Hedge Fund

Salary: Negotiable

Location: New York

Date Posted: December 7, 2018

An expanding long/short Hedge Fund is in search of a compliance officer to report directly into the COO/CCO. This candidate would spearhead the compliance vertical and is a high growth opportunity.
Operational Due Diligence Vice President

Salary: Negotiable

Location: New York

Date Posted: December 7, 2018

A top tier alternative asset manager seeks a mid-senior Operational Due Diligence professional to join their team performing reviews of HF/RE/FoF/PE managers.
Manager - Central Compliance Operations

Salary: $130000 - $150000 per year

Location: New York

Date Posted: December 5, 2018

Compliance Operations team seeking a manager to provide subject matter expertise onpersonal compliance matters, legal entity and individual licensing, regulatory interactions and management of regulatory relationships, and regulatory change. Compliance Operations is a team within Central Compliance that is responsible for oversight and administration of licensing requirements for our regulated entities and personal compliance policies.
Director of Compliance

Salary: Negotiable

Location: San Francisco

Date Posted: December 5, 2018

The Director of Compliance will be the focal point for all internal compliance activities and will work directly with the CCO and CFO in ensuring compliance with federal laws, directives, and regulations. This professional is responsible for managing, reviewing and evaluating all compliance-related issues within the organization. In addition, this role will take on legal document reviews in partnership with our lynchpin investing and operations teams.
Compliance Training Manager

Salary: $12000 - $140000 per year

Location: New York

Date Posted: December 5, 2018

Stand alone compliance training manager opportunity reporting to the Regional Head of Central Compliance, and working with the Global Head of Regulatory Training. Develop and implement training courses and communications designed to instill the appropriate level of knowledge around Compliance-related policies and procedures inline with current regulations.
Compliance Assistant/EA

Salary: $70000 - $85000 per year + Benefits

Location: New York

Date Posted: December 5, 2018

Financial Planner on Wall Street is seeking a compliance assistant. Great role with competetive salary + benefits.
Compliance Manager - Central Compliance Operations

Salary: $130000 - $150000 per year

Location: Jacksonville

Date Posted: December 5, 2018

Compliance Operations team seeking a manager to provide subject matter expertise onpersonal compliance matters, legal entity and individual licensing, regulatory interactions and management of regulatory relationships, and regulatory change. Compliance Operations is a team within Central Compliance that is responsible for oversight and administration of licensing requirements for our regulated entities and personal compliance policies.
Portfolio Compliance Surveillance/Advisory Associate

Salary: Negotiable

Location: Greenwich

Date Posted: December 5, 2018

A well-known asset management firm seeks a portfolio compliance surveillance/advisory associate to join the compliance function.
Compliance Analyst/Paralegal

Salary: Negotiable

Location: Chicago

Date Posted: December 4, 2018

A top-tier buy-side consulting firm in Chicago seeks a Compliance Analyst to help implement legal & compliance programs for various buy-side firms.
VP, Compliance Testing

Salary: $110000 - $140000 per year

Location: New York

Date Posted: November 27, 2018

A well known capital markets firm is looking to add a compliance officer to work on compliance testing and risk assessments.