Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

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Compliance Officer

Salary: Negotiable

Location: New York

Date Posted: February 15, 2019

The Compliance Officer position acts as an intermediary between Portfolio Management, Trading, and Operations to ensure that orders and executions are compliant with all investment restrictions and the firm’s applicable policies and procedures.
Compliance Officer/Compliance Counsel

Salary: $110,000 - $130,000 per year

Location: San Francisco

Date Posted: February 15, 2019

Provide compliance monitoring support to the CCO/GC as part of the Legal & Compliance team. Working closely with the CCO/GC providing advice and guidance to the business in order to satisfy all external regulatory obligations and client contractual requirements. A solid understanding of the regulatory environment governing Investment Management and Private Equity is preferred as is prior work experience gained directly in the financial services industry.
Compliance Officer

Salary: Negotiable

Location: Santa Monica

Date Posted: February 15, 2019

A leading regional bank is currently in search of a Compliance Officer to lead the coporate compliance vertical providing advisory support to the buisness, implement/revamp policies and procedures, performing risk assessments, and provide staff training
Fixed Income Credit Compliance Officer

Salary: $140,000 - $160,000 per year

Location: New York

Date Posted: February 7, 2019

A well known capital markets firm is looking to add a fixed income compliance officer to their team. Legal and compliance backgrounds are welcome to apply.
Manager, Fraud and Privacy Compliance

Salary: $150,000 - $200,000 per year

Location: San Francisco

Date Posted: January 25, 2019

A prominent financial technology firm that specializes in blockchain technology is looking to recruit a compliance officer to look after their privacy and fraud compliance program. This individual will be a strong contributor to the firm and will work alongside key members of the firm.
Director of Compliance

Salary: Negotiable

Location: San Francisco

Date Posted: February 15, 2019

The Director of Compliance will be the focal point for all internal compliance activities and will work directly with the CCO and CFO in ensuring compliance with federal laws, directives, and regulations. This professional is responsible for managing, reviewing and evaluating all compliance-related issues within the organization. In addition, this role will take on legal document reviews in partnership with our lynchpin investing and operations teams.
Compliance Officer - Global Hedge Fund

Salary: Negotiable

Location: New York

Date Posted: February 15, 2019

An expanding long/short Hedge Fund is in search of a compliance officer to report directly into the COO/CCO. This candidate would spearhead the compliance vertical and is a high growth opportunity.
Operational Due Diligence Officer

Salary: Negotiable

Location: New York

Date Posted: February 15, 2019

A top tier alternative asset manager seeks a mid-senior Operational Due Diligence professional to join their team performing reviews of HF/RE/FoF/PE managers.
Compliance Associate

Salary: $90,000 - $130,000 per year

Location: Manhattan

Date Posted: February 15, 2019

Privately owned Investment Advisor seeking first compliance hire.
Compliance Associate

Salary: Negotiable

Location: Dallas

Date Posted: February 15, 2019

Private Equity firm in Dallas seeking Compliance Associate