Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

Jr Compliance Counsel

Salary: $110,000 - $130,000 per year

Location: San Francisco

Date Posted: June 14, 2019

Provide compliance monitoring support to the CCO/GC as part of the Legal & Compliance team. Working closely with the CCO/GC providing advice and guidance to the business in order to satisfy all external regulatory obligations and client contractual requirements. A solid understanding of the regulatory environment governing Investment Management and Private Equity is preferred as is prior work experience gained directly in the financial services industry.
Compliance Associate

Salary: $90,000 - $110,000 per year

Location: Palo Alto

Date Posted: June 14, 2019

$2b Investment management firm seeking first additional hire to compliance/legal team. This role will report directly into the CCO/GC and will sit in the Palo Alto, CA office.
Marketing Review Compliance Officer

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: June 5, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.
VP, AML Capital Markets Compliance

Salary: $150,000 - $200,000 per year

Location: New York

Date Posted: June 5, 2019

A prominent capital markets broker/dealer is looking for a VP level compliance officer to assist in managing the capital markets anti-money laundering compliance program. Generalist AML experience is preferred and prior experience supporting a capital markets group is required.
VP of Swaps & Rates, Advisory Compliance

Salary: Negotiable

Location: Charlotte

Date Posted: May 24, 2019

A leading US Bulge Bracket Bank is in search of a Senior Rates/Swap Dealer Compliance professional to provide Regualtroy and Compliance support with a focus on CFTC rules and regs.