Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

Search Results

Core Compliance Associate

Salary: $110,000 - $140,000 per year

Location: Greenwich

Date Posted: April 18, 2019

Top Hedge Fund seeking core compliance associate to join the compliance department. Ideal candidate will have 3-6 years core compliance expereince, preferably with an investment manager or fund administrator.
Marketing Review Compliance Officer

Salary: $100,000 - $150,000 per year

Location: New York

Date Posted: April 18, 2019

The Marketing Compliance Analyst will join the core compliance team to work on marketing, advertising and communication review.
Compliance Management Consultant

Salary: $60,000 - $95,000 per year

Location: Philadelphia

Date Posted: April 16, 2019

A compliance consultancy firm is looking to add compliance consultants to their growing business. This compliance consultancy works with broker/dealers, investment advisors and other financial services firms in assessing their risk and compliance programs. The ideal candidate can be a current/former regulator, Big 4 consultant/auditor, or someone with prior compliance consulting experience.
VP, AML Capital Markets Compliance

Salary: $150,000 - $190,000 per year

Location: New York

Date Posted: April 16, 2019

A prominent capital markets broker/dealer is looking for a VP level compliance officer to assist in managing the capital markets anti-money laundering compliance program. Generalist AML experience is preferred and prior experience supporting a capital markets group is required.
Fixed Income Markets Compliance Officer

Salary: $120,000 - $140,000 per year

Location: New York

Date Posted: April 16, 2019

A well known capital markets firm is looking to add a fixed income compliance officer to their team. Legal and compliance backgrounds are welcome to apply.
VP Model Risk Managmenet

Salary: $140,000 - $160,000 per year

Location: New York

Date Posted: April 16, 2019

An investmnet bank is looking to recruit a VP level candidate to their model validation team to help analyze qualitative methodologies.
Portfolio Compliance Associate

Salary: $80,000 - $100,000 per year

Location: New York

Date Posted: April 16, 2019

A hedge fund here in NYC is looking to add a compliance analyst to assist with portoflio compliance / investment guidelines
Regulatory Reporting

Salary: $150,000 - $190,000 per year

Location: Greenwich

Date Posted: April 16, 2019

Top Hedge Fund currently seeking an exceptionally talented individual with two- to five-years’ experience with regulatory reporting, preferably with an investment manager or fund administrator, to join the Compliance Department.
VP, Operational Due Diligence

Salary: Negotiable

Location: New York County

Date Posted: April 8, 2019

A leading private banking arm of a a global investment bank is in search for a VP of Operational Due diligence covering all asset classes serving their Private Bank Investment Groups
Compliance Officer - Global Hedge Fund

Salary: Negotiable

Location: New York

Date Posted: April 8, 2019

An expanding long/short Hedge Fund is in search of a compliance officer to report directly into the COO/CCO. This candidate would spearhead the compliance vertical and is a high growth opportunity.