Compliance jobs

We assist in the recruitment of compliance professionals within the banking industry, whether it is for a permanent, interim or contract role. Our expertise in the industry, helps us to closely match skills to the requirements of employers. View our latest compliance roles below.

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Chief Compliance Officer - Investment Adviser

Salary: $180000 - $200000 per year

Location: New York

Date Posted: November 15, 2016

This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer position of an investment adviser here in New York City. This investment adviser has an emphasis on real estate, fixed income and private equity investments. This role would greatly appreciate someone coming from an alternative investments compliance background.
VP, Swap Dealer Policies & Procedures

Salary: $130000 - $180000 per year

Location: New York

Date Posted: October 21, 2016

An opportunity based in New York to work on regulatory transitions and policy work within the swap dealer compliance team at an international investment bank has just come up.
Director, Swap Dealer Compliance

Salary: $200000 - $250000 per year

Location: New York

Date Posted: October 21, 2016

A senior level swap dealer compliance officer position opportunity has become available at a renowned international investment bank.
Asset Management Compliance Testing Associate

Salary: $90000 - $100000 per year

Location: New York

Date Posted: November 11, 2016

A Compliance testing officer position has opened up at a very well known asset management firm here in New York City. This position would be reporting into the Head of Asset Management Compliance Testing.