Search Results

Director, Client Services

Salary: Bonus

Location: New York, NY, USA

The successful candidate for this role with Contribute to the organizational client service strategy. This individual will be tasked with leading large teams successfully including hiring, training and developing individuals within those teams. It is also important to develop policies to ensure client satisfaction while leading key client services initiatives. This person will also need to ensure they remain familiar with industry best practices, developing industry trends and implement new practices as appropriat
Customer Success Consultant position

Salary: $70,000 - $78,000 per year + bonus + equity

Location: Philadelphia, PA, USA

The successful candidate will work with the company's Pharma and BioTech clients to gain a deeper understanding of their processes and environment, and then liaise with internal developers to ensure the product offering meets those requirements.
Manager - Legal entity Control

Salary: $85,000 - $115,000 per year + Bonus

Location: Jacksonville, FL, USA

My Client, a global Financial Services company are looking to hire a Manager within their growing Legal entity Control function in Jacksonville. This is an excellent opportunity for individuals with prior experience in financial reporting / legal entity control and a technical grasp of accounting principles, to progress their career within a company committed to advancing and progressing its staff, at a time of great growth for the firm.

Salary: $80,000 - $100,000 per year

Location: San Francisco, CA, USA

$30b Global Asset Manager seeking paralegal to join their legal and compliance team headquartered in San Francisco. Responsibilities • Manage the workflows and documents relating to formation, maintenance, and liquidation of U.S. and foreign legal entities (LLCs, partnerships, corporations, etc.) for use in investment structures. • Liaise with third-party corporate service providers and law firms to coordinate workflow on various deals across multiple jurisdictions. • Maintain, update and navigate firm’s internal, proprietary database, registering legal entity and investment data; as well as updating related reference materials. • Prepare "know your client" and anti-money laundering responses with respect to investment funds and investment structures for deal counterparties and banks. • Assist tax team and transactional attorneys in preparing tax forms and registering legal entities with international tax compliance regimes, such as FATCA and CRS. • Act as departmental point person on firm-wide administrative and technical trouble-shooting related projects. • Assist with signature execution and processing of agreements and other documentation. • Document and knowledge management. • Assist in house attorneys on amending and maintaining fund documents, formulating and drafting complex PowerPoint charts and research and drafting projects as needed. Ideal Qualifications • Undergraduate degree. • At least 1 year of similar experience in the legal field. • Strong written and oral communication skills. • Keen attention to detail, and strong time management and organizational skills. • Ability to work effectively in a fast-paced yet collaborative, international environment. • Interest in or familiarity with the alternative asset management industry. • Strong PowerPoint skills helpful; deep knowledge of Excel required. • Licensed notary a plus.
Swap Dealer Compliance - Senior Analyst

Salary: Negotiable

Location: New York, NY, USA

Tracking and compiling data for inclusion in the Swap Dealer Annual Reports on an ongoing basis, including coordination with internal stakeholders In consultation with relevant stakeholders, maintaining the swap dealer control matrix, including: CFTC rule mapping (at sub-rule level) to controls, policies and procedures status of relevant testing, reviews, audits and regulatory examinations key dependencies across functions risk ratings, and identification and status of any issues, incidents, non-compliance and related remediation Required: BA Degree 2-5 years of OTC derivative industry experience with a CFTC provisionally registered swap dealer.
Client Services & Sales Enablement Lead

Salary: $130,000 - $150,000 per year + Equity + bens

Location: Washington, USA

A high growth alternative investment start-up providing unique, best in class investment opportunities to individuals nationwide are seeking an ambitious Client Services Leader. By providing transparency, ease of use and unmatched returns the companies active investment base has grown hugely, with multiple repeat customers. With this growth they are now looking to hire a Director of Customer Success to work with the SVP and senior leadership team to move the Client Services division to the next stage. Working with a broad range of informed and first time investors the Client Services function is responsible for all troubleshooting, portfolio education and all proactive and reactive engagement for existing investors. With the Client Services function undergoing a transition to be more proactive the company requires a highly proficient mentor/ people manager with a strong understanding of the Financial Services or Investment space. This person will deliver step changes in post-sale process, team proficiency and should relish the chance to work in a highly changeable start-up environment.
Junior Compliance Analyst

Salary: $50,000 - $65,000 per year

Location: Chicago, IL, USA

We're working with a growing Broker Dealer who are looking for a number of Junior Compliance Analysts to join their team. What you'll be doing: Preparing regulatory filings Collaborating with compliance staff to support the firm’s business units, designing and reviewing automated compliance monitoring reports, and ensuring adherence to compliance policies. Working on a range of Enhanced Due Diligence Projects, AML and KYC You’ll also work on long-term projects to maintain the firm’s high standards of compliance with new and existing regulations. What they're looking for: Candidates with 0-2 years of experience within the compliance or legal field. A bachelor’s degree or higher is required, along with excellent analytical abilities, drafting and verbal communication skills, and well-developed numeracy. Prior experience working within the financial services sector is beneficial but is not required. For more information get in touch with Thomas Byrne at Robert Walters on 212 704 9900
Data Analyst - High Growth Health Tech Firm

Salary: Negotiable

Location: New York, NY, USA

My client is a rapidly growing startup looking for a Data Analyst to work with their customers to better understand their strategic goals, develop business driven insights, and quantify impact from data.
Customer Success Engineer

Salary: $70,000 - $78,000 per year + bonus + equity

Location: Fort Washington, MD, USA

The successful candidate will work with the company's customers to gain a deeper understanding of their processes and environment. More specifically the role will focus on implementing the company's product solution to the client's ETL process and perform UAT following the implementation.
Associate Director - Quantitative Risk Management

Salary: Negotiable

Location: Dallas, TX, USA

Currently working with a premier financial services firm looking to hire an Associate Director into their Quantitative Risk Management department. This global firm is the highest financial processor in the world ranked by the amount of securities transactions it settled. So if you are looking for a global financial powerhouse that offers a competitive salary, a collaborative team, and unparalleled industry knowledge please apply below. This position will be located in Dallas.